CASE STUDY

Coordinating $4M retirement savings for a plan forward

Despite strong retirement savings, a couple nearing the end of their working years felt unprepared for the tax, diversification, and income decisions ahead. Holistic planning helped replace uncertainty with a clearer path forward. 

Couple looking at a phone in the kitchen
Challenge

Although the couple was financially well positioned, they felt uncertain about how to turn their savings into a sustainable retirement strategy. Questions around tax efficiency, investment diversification, pension decisions, and upcoming expenses created complexity. Without a coordinated framework, it was difficult to evaluate tradeoffs or make confident choices about the future.

At-a-glance

Client
Couple in their 50s, nearing retirement
By the numbers
$4 million in investable assets
Constraints

Tax complexity, diversification needs, retirement income decisions 

The plan

Integrated retirement, tax, investment strategy 

Approach

Using our holistic Roundtable™ approach, a team of specialists worked together to build an integrated, forward‑looking plan tailored to the couple’s priorities.

Tax management: A Dynamic Cash Flow Illustration helped shape a tax‑aware withdrawal strategy across different account types.

Diversification: Access to private equity investments added diversification beyond traditional market exposure.

Retirement income planning: Guidance around pension distribution options helped clarify long‑term income possibilities.

Large purchase guidance: Cash flow analysis supported decision‑making as the couple prepared to build a new home. 
 

Outcome

By bringing tax planning, diversification, and retirement income decisions into a single, coordinated strategy, the couple appeared to gain clearer direction and greater confidence heading into retirement. The plan was designed to support flexibility over time, helping them move forward with a stronger understanding of their options and how each decision fits into the bigger picture.

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This case study is based upon real clients. This content is for illustrative purposes only, may not be representative of any future experience of our clients, and is not intended to provide specific recommendations to any individual. Alternative investments may not be suitable for all investors and involve special risks such as leveraging the investment, potential adverse market forces, regulatory changes, and potential illiquidity. Investing involves risk, including possible loss of principal.